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1. A Regulatory Classification of Digital Assets: Toward an Operational Howey Test for Cryptocurrencies, ICOs, and Other Digital Assets

Henderson, M. Todd; Raskin, Max
2019
Articles
LawCryptocurrenciesElectronic trading of securities--Law and legislationUnited States. Securities and Exchange CommissionCapital

2. Going Public Secretly: The SEC’s Unavailing Effort to Increase Initial Public Offerings Through Confidential Registration

Gallagher, Patrick J.
2019
Articles
LawGoing public (Securities)United States. Securities and Exchange CommissionVenture capital--Government policyCorporations--Finance

3. To Clear or Not to Clear: How SEC Implementation of Dodd-Frank Undermines Title VII’s Mandatory Clearing Requirement

Feder, Daniel
2019
Articles
LawUnited States. Securities and Exchange CommissionDerivative securitiesSecurities industry--Government policyDodd-Frank Wall Street Reform and Consumer Protection Act (United States)

4. “Anything Goes”: Regulating the Conduct of Money-Bundling Broadway Co-Producers

Manella, David
2018
Articles
TheaterTheatrical producers and directorsUnited States. Securities and Exchange CommissionCoproduction (Motion pictures, television, etc.)Securities Act of 1933 (United States)Securities Exchange Act of 1934 (United States)

5. A Transaction Cost Assessment of SEC Regulation Best Interest

Johnsen, D. Bruce
2018
Articles
LawStockbrokers--Legal status, laws, etc.Liability (Law)Transaction costsInvestment advisorsUnited States. Securities and Exchange Commission

6. Hacking Our Securities Disclosure System: The Need For Federal Broker-Dealer Disclosure Requirements Vis-À-Vis Cyber Incidents

Auman, Jason
2018
Articles
LawComputer security--Law and legislationUnited States. Securities and Exchange CommissionConsumer protectionStockbrokers--Professional ethics

7. ICO’s, DAO’s, and the SEC: A Partnership Solution

Oren, Ori
2018
Articles
LawNew business enterprises--FinanceUnited States. Securities and Exchange CommissionSecuritiesCorporations--Government policy

8. Will Swing Pricing Save Sedentary Shareholders?

Tucker, Anne M.; Van Den Toom, Holly
2018
Articles
LawMutual fundsUnited States. Securities and Exchange CommissionStockholdersPricesBlockchains (Databases)

9. Moving at a Glacial Pace: What Can State Attorneys General Do about SEC Inattention to Nondisclosure of Financially Material Risks arising from Climate Change?

Hart, Nina
2014
Reports
Climatic changesEnvironmental lawUnited States. Securities and Exchange CommissionFinance