Theses Doctoral

Contested Stories, Uncertain Futures: Upheavals, Narratives, and Strategic Change

Larkin, Colleen

Strategic upheavals, such as the emergence or disappearance of geopolitical threats or radical technological changes, generate profound uncertainty and intense debate about a state’s future strategy. How do decisionmakers reexamine and revise strategy amidst these upheavals? Existing theories of strategic change recognize the significance of upheavals, but raise questions about the mechanisms by which decisionmakers embrace or discard new ideas about strategy.

contend that understanding strategic change requires attention to narratives––stories about the past and present of international politics that suggest legitimate pathways for future action. I develop a theory of narrative emergence, positing that after upheavals, national security elites compete to mobilize support for their vision of future policy. They use public and private debates to legitimate their positions and build domestic coalitions. I identify four rhetorical strategies––persuasion, rhetorical coercion, co-optation, and transgression––that have different effects in mobilizing or demobilizing coalitions. If one coalition builds cross-cutting support, this can entrench their rhetoric in public discourse over time as part of a dominant narrative that shapes subsequent strategy debates through constraining and enabling effects.

I evaluate this theory in the context of two cases of strategic upheaval in the United States, focusing on the puzzles of U.S. nuclear strategy: the arrival of the atomic age and the achievement of strategic parity between the U.S. and Soviet nuclear arsenals. In the first case, I use qualitative and text analysis to track the rise of a dominant narrative about nuclear weapons during the early Cold War. In this contradictory narrative which I label “Waging Deterrence,” the bomb was both an unusable, revolutionary deterrent and an essential tool for fighting and winning the next war. I draw on archival sources to trace the emergence of this narrative during the Truman and Eisenhower administrations, showing this narrative was not predetermined, but contingent on domestic debates as speakers––Presidents, civilian advisors, military elites, and others––used rhetorical strategies in public and private to co-opt and silence opponents.

This narrative constrained the possibilities for strategic revision during the later Eisenhower and Kennedy administrations. In the second case, parity’s mutual vulnerability upended this narrative; narratives remained unsettled until the Carter administration, where domestic legitimation contests facilitated the return of Waging Deterrence to justify competitive nuclear postures that had a lasting impact on U.S. nuclear strategy. The project offers a novel mechanism to understand strategic change and highlights the discursive and domestic politics of nuclear strategy, showing that foundational U.S. deterrence concepts emerged in part from domestic legitimation contests that rendered other options illegitimate. It also offers insights into policy debates about the future of nuclear and grand strategy amidst contemporary upheavals, suggesting contested processes of narrative construction will be central to shaping future strategy.

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More About This Work

Academic Units
Political Science
Thesis Advisors
Snyder, Jack Lewis
Degree
Ph.D., Columbia University
Published Here
August 21, 2024